Teresita T. Ferguson
Professional summary
Teresita Toledo Ferguson, who also goes by Teresita T Ferguson, Teresita Toledo, Terry Toledo, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Miami, Florida.
Teresita is registered as a RR (Registered Representative) and started their career in finance in 1995. Teresita has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresita Toledo Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 5805 Waterford District Drive Suite 310, Miami, FL 33126January 2, 2015 - July 5, 2016
MISSIONSQUARE RETIREMENT
May 12, 1999 - July 5, 2016
MISSIONSQUARE INVESTMENT SERVICES
February 4, 1999 - April 1, 1999
VOYA FINANCIAL ADVISORS, INC.
April 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 19, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
May 8, 1995 - February 19, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2025)
Exams
Series 7TO
Date: 5/6/2025
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Miami, FL 33126TRUST BUT VERIFY
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