Robert W. Taylor

WEALTHPLAN INVESTMENT MANAGEMENT

Morristown, NJ 07960

CRD#: 2596525

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Professional summary

Robert William Taylor, CFP® is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Morristown, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

June 3, 2026 - Present

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Office #1: 89 Headquarters Plaza North Suite 1430, Morristown, NJ 07960

RIA

CRD#: 311364

Morristown, NJ

Past

June 14, 2024 - December 4, 2025

OSAIC WEALTH, INC.

CRD#: 23131

MORRISTOWN, NJ

Past

September 23, 2021 - March 9, 2026

WEALTHPLAN PARTNERS

RIA

CRD#: 305026

Morristown, NJ

Past

June 28, 2018 - July 10, 2020

WEALTHPLAN PARTNERS

RIA

CRD#: 158935

New York, NY

Past

June 14, 2018 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

MORRISTOWN, NJ

Past

November 3, 2009 - March 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PARAMUS, NJ

Past

July 12, 2002 - July 8, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW YORK, NY

Past

September 11, 1995 - March 13, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/26/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/3/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

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Contact information

Main Address

101 S 108th Ave 3rd Floor, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (1/5/2026)

Regulatory assets under management

Total Number of Accounts	5,313
AUM (Assets Under Management)	$ 2,185,239,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WEALTHPLAN PARTNERS

WEALTHPLAN PARTNERS

SECURITIES AMERICA, INC.

STRATEGIC ADVISERS LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WEALTHPLAN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2001

Series 63

Date: 9/14/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/3/1995

Series 10

Date: 10/26/2001

Series 9

Date: 10/3/2001

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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