Thomas L. Campbell

Some features on this profile are disabled

CRD#: 2596236

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Lawrence Campbell, who also goes by Thomas L Campbell, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas L Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 12, 2015 - February 4, 2026

STF MANAGEMENT LP

RIA

CRD#: 173690

FRISCO, TX

Past

January 6, 2012 - December 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANO, TX

Past

January 6, 2012 - December 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANO, TX

Past

July 25, 2006 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

PLANO, TX

Past

July 10, 2002 - August 24, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANO, TX

Past

April 12, 2002 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

PLANO, TX

Past

June 27, 1997 - July 15, 2002

WMA INVESTMENT ADVISORS, INC. (WMAIA)

RIA

CRD#: 108450

DULUTH , GA

Past

March 17, 1995 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STF MANAGEMENT LP

STF MANAGEMENT LP | STF MANAGEMENT, LLC

CRD#: 173690 / SEC#: 801-123657

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

California

Registered Investment Advisory firm - (5/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/16/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/23/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STF MANAGEMENT LP

STF MANAGEMENT LP | STF MANAGEMENT, LLC

CRD#: 173690 / SEC#: 801-123657

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

California

Registered Investment Advisory firm - (5/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6136 Frisco Square Blvd. Ste 400, Frisco, TX 75034

Mailing Address

Phone number

(972) 452-6883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

2025-03-28 PART 2 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 232,431,528

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas L. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA INVESTMENT ADVISORS, INC. (WMAIA)

WMA SECURITIES, INC.

Primary Firm SEC Registration

STF MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/1997

Series 63

Date: 3/24/1995

SIE

Date: 12/5/2016

Series 7

Date: 3/19/1997

Series 6

Date: 3/16/1995

Series 26

Date: 6/23/1995

Current Firm

STF MANAGEMENT LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STF MANAGEMENT LP

TRUST BUT VERIFY

Similar Advisors