TC

Thomas L. Campbell

FRISCO, TX 75034
Some features on this profile are disabled
CRD#: 2596236
TC

Professional summary


Thomas Lawrence Campbell, who also goes by Thomas L Campbell, was a registered financial advisor .

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Thomas L Campbell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 1, 2026 - Present

Office #1: 6136 Frisco Square Blvd Suite 400, Frisco, TX 75034
FRISCO, TX
Past

January 12, 2015 - February 4, 2026

STF MANAGEMENT LP

RIA
CRD#: 173690
FRISCO, TX
Past

January 6, 2012 - December 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
PLANO, TX
Past

January 6, 2012 - December 5, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PLANO, TX
Past

July 25, 2006 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
PLANO, TX
Past

July 10, 2002 - August 24, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
PLANO, TX
Past

April 12, 2002 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
PLANO, TX
Past

June 27, 1997 - July 15, 2002

WMA INVESTMENT ADVISORS, INC. (WMAIA)

RIA
CRD#: 108450
DULUTH , GA
Past

March 17, 1995 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/1/2026)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


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Company Information


No current employment

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