Peter J. Sagorski

J. W. COLE ADVISORS

COCOA BEACH, FL 32931

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CRD#: 2596213

Professional summary

Peter Jesus Sagorski, who also goes by Peter J Sagorski, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Cocoa Beach, Florida and J.W. COLE FINANCIAL, INC. located in Cocoa Beach, Florida.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter J Sagorski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PETER SAGORSKI/ FIXED INSURANCE/ INSURANCE BROKER OR AGENT/ INVESTMENT RELATED/ 5-25 HOURS PER MONTH / 5-25 HOURS PER MONTH DURING TRADING HOURS / AGENT APPOINTED WITH VARIOUS CARRIERS, SALES OF VARIOUS FIXED INSURANCE PRODUCTS INCLUDING BUT NOT LIMITED TO ANNUITIES, LIFE POLICIES, DISABILITY, LONG TERM CARE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Jesus Sagorski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2011 - Present

J. W. COLE ADVISORS, INC.

Office #1: 807 N. Atlantic Ave., Cocoa Beach, FL 32931

RIA

CRD#: 112294

COCOA BEACH, FL

Current

August 19, 2011 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 807 N. Atlantic Ave., Cocoa Beach, FL 32931

CRD#: 124583

COCOA BEACH, FL

Past

September 30, 2009 - December 18, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

COCOA BEACH, FL

Past

September 8, 2009 - September 7, 2011

LPL FINANCIAL LLC

CRD#: 6413

COCOA BEACH, FL

Past

May 13, 2009 - December 7, 2011

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

COCOA BEACH, FL

Past

April 24, 2009 - October 1, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

COCOA BEACH, FL

Past

December 1, 2006 - April 28, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

COCOA BEACH, FL

Past

December 1, 2006 - April 28, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

COCOA BEACH, FL

Past

August 31, 2001 - December 6, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MERRITT ISLAND, FL

Past

August 31, 2001 - December 6, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MERRITT ISLAND, FL

Past

April 5, 1995 - September 13, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 5, 1995 - September 13, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/9/2017)

Delaware
(10/5/2017)

Florida
(8/30/2011)

IAR

Florida
(9/14/2011)

Georgia
(8/19/2011)

Indiana
(10/30/2025)

Maryland
(8/19/2011)

Mississippi
(4/11/2022)

New York
(10/29/2024)

Ohio
(8/19/2011)

Oregon
(11/7/2017)

Pennsylvania
(4/26/2022)

Texas
(8/19/2011)

Utah
(10/29/2024)

Virginia
(8/19/2011)

Washington
(4/4/2017)

Wisconsin
(11/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/10/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/4/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter J. Sagorski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Jesus Sagorski's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

MUTUAL SERVICE CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2001

Series 63

Date: 4/23/1999

SIE

Date: 10/1/2018

Series 31

Date: 7/10/2003

Series 7

Date: 3/4/1999

Series 6

Date: 4/3/1995

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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