Ronald M. Shostek

AMERISERV WEALTH ADVISORS

Johnstown, PA 15901-1911

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CRD#: 2596097

Professional summary

Ronald Michael Shostek is a registered financial advisor currently at AMERISERV WEALTH ADVISORS INC located in Johnstown, Pennsylvania.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ronald has worked at 4 firms and has passed the Series 63, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Michael Shostek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2022 - Present

AMERISERV WEALTH ADVISORS INC

Office #1: 216 Franklin Street, Johnstown, PA 15901-1911

RIA

CRD#: 105846

Johnstown, PA

Past

June 16, 2008 - December 31, 2022

LOYALHANNA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 146841

JOHNSTOWN, PA

Past

April 26, 2001 - August 12, 2008

PNC CAPITAL ADVISORS, INC.

RIA

CRD#: 109935

BALTIMORE, MD

Past

August 9, 1995 - August 15, 1999

EDUCATION SECURITIES, INC.

CRD#: 38026

RESTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERISERV WEALTH ADVISORS INC

AMERISERV WEALTH ADVISORS INC | WEST CHESTER CAPITAL ADVISORS, INC. | WEST CHESTER CAPITAL ADVISORS INC

CRD#: 105846 / SEC#: 801-47835

RIA

Registered Investment Advisory firm - (11/14/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/10/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/13/1998

Municipal Securities Principal Examination

Current Firm

AMERISERV WEALTH ADVISORS INC

AMERISERV WEALTH ADVISORS INC | WEST CHESTER CAPITAL ADVISORS, INC. | WEST CHESTER CAPITAL ADVISORS INC

CRD#: 105846 / SEC#: 801-47835

RIA

Registered Investment Advisory firm - (11/14/1994 Approved)

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Contact information

Main Address

216 Franklin Street, Johnstown, PA 15901-1911

Mailing Address

Phone number

(814) 533-5338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.03 AMERISERV WEALTH ADVISORS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 1,056,593,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
11/18/2024	Cover Page	Report
10/18/2023	Cover Page	Report

Red Flags

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Advisor Monitoring

Firm Stability Insights

Ronald M. Shostek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Michael Shostek's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOYALHANNA CAPITAL MANAGEMENT, LLC

PNC CAPITAL ADVISORS, INC.

EDUCATION SECURITIES, INC.

Primary Firm SEC Registration

AMERISERV WEALTH ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/18/1995

Series 7

Date: 4/10/1995

Series 53

Date: 8/13/1998

Current Firm

AMERISERV WEALTH ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERISERV WEALTH ADVISORS INC

TRUST BUT VERIFY

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