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Joseph Cobham Noyes Iv

CRD# 2596087·Registered 1995 - 2023
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Cobham Noyes IV, who also goes by Jay Noyes, Joseph C Noyes IV, Joseph C Noyes, Joseph Cobham Noyes, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1995 - 2023. Joseph had worked at 15 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 31, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Noyes, Joseph C Noyes Iv, Joseph C Noyes, Joseph Cobham Noyes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

IC ADVISORY SERVICES, INC.·CRD# 140190
RIA
Groton, CT
August 2, 2022 - December 19, 2023
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Groton, CT
August 1, 2022 - December 19, 2023
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
October 13, 2021 - December 9, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Avon, CT
September 16, 2020 - October 8, 2021
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
RIA
Norwich, CT
July 14, 2017 - July 20, 2020
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Norwich, CT
June 6, 2017 - July 20, 2020
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
RIA
Norwich, CT
March 25, 2015 - February 20, 2017
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Norwich, CT
March 25, 2015 - February 20, 2017
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
Mystic, CT
May 12, 2014 - December 10, 2014
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Mystic, CT
May 8, 2014 - December 10, 2014
SANTANDER SECURITIES LLC·CRD# 41791
RIA
New Haven, CT
January 23, 2013 - March 28, 2014
SANTANDER SECURITIES LLC·CRD# 41791
BD
New Haven, CT
January 23, 2013 - March 28, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Hartford, CT
June 25, 2010 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Hartford, CT
June 25, 2010 - January 7, 2013
MORGAN STANLEY·CRD# 149777
RIA
Hartford, CT
June 1, 2009 - July 15, 2010
MORGAN STANLEY·CRD# 149777
BD
Hartford, CT
June 1, 2009 - July 15, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Hartford, CT
October 20, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Hartford, CT
August 13, 2008 - June 1, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Hartford, CT
September 14, 2006 - August 22, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Hartford, CT
August 25, 2006 - August 22, 2008
MONERE INVESTMENTS, INC.·CRD# 105487
BD
Schaumburg, IL
January 12, 2006 - June 8, 2006
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
October 3, 1997 - October 27, 1997
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
June 12, 1996 - October 3, 1997
BANKBOSTON INVESTOR SERVICES, INC.·CRD# 36369
BD
Boston, MA
April 13, 1995 - May 24, 1996

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Current Firm

IA
IC ADVISORY SERVICES, INC.

IC ADVISORY SERVICES, INC.

CRD#: 140190 / SEC#: 801-66512

Contact Information

Main Address

1420 Route 206 North Suite 210, Bedminster, NJ 07921

Mailing Address

1420 Route 206 North, Suite 210 P.o. Box 770, Bedminster, NJ 07921

Phone Number

(908) 707-4422

# of Employees

220

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/30/2025)

Regulatory Assets Under Management

Total Number of Accounts

5,528

AUM (Assets Under Management)

$2,056,415,877

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/02/2024Cover PageReport
02/15/2024Cover PageReport
01/10/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MORIN ASSOCIATES (DBA). EMPLOYEE - CUSTOMER SERVICE REP. TIME DEVOTED >60%. ANNUAL INCOME >60%. DATE ESTABLISHED 08-01-2022

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2006About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1997About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 2006About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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