David W. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Stanley was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2004 - November 10, 2015
CORNERSTONE ADVISORS INC
August 24, 1998 - September 26, 2003
MORGAN STANLEY DW INC.
June 27, 1995 - September 26, 2003
MORGAN STANLEY DW INC.
March 27, 1995 - June 23, 1995
MCLAUGHLIN CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORNERSTONE ADVISORS INC
CRD#: 110908 / SEC#: 801-20509
Contact information
Red Flags
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