Clifton W. Hume
Professional summary
Clifton Willoughby Hume, who also goes by Clifton Willoughby Douglas, Will Hume, is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in Lakewood, Colorado.
Clifton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Clifton has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clifton Willoughby Hume's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
EASTSOUND CAPITAL ADVISORS, LLC
January 6, 2017 - October 31, 2023
SOWELL MANAGEMENT
June 17, 2015 - May 3, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 17, 2015 - May 3, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 2, 2014 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
December 7, 2010 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
August 23, 2002 - December 23, 2009
CETERA INVESTMENT SERVICES LLC
May 18, 2000 - September 17, 2001
RUSHMORE SECURITIES CORPORATION
April 30, 1998 - April 14, 2000
TCADVISORS NETWORK INC.
Primary Firm SEC Registration
EASTSOUND CAPITAL ADVISORS, LLC
CRD#: 160180 / SEC#: 801-129635
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2023)
Exams
Current Firm
EASTSOUND CAPITAL ADVISORS, LLC
CRD#: 160180 / SEC#: 801-129635
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 167,704,000 |
Red Flags
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