Julie A. Dillon

MONEY CONCEPTS CAPITAL CORP

Brainerd, MN 56401

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CRD#: 2595545

Professional summary

Julie Ann Dillon, CFP®, who also goes by Julie Ann Olson, Julie Ann Pile, Julie Ann Sucik, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Brainerd, Minnesota.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Julie has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Planning

Investment Planning

Tax Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Julie Ann Olson | Julie Ann Pile | Julie Ann Sucik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Laser Belle. Start date 05/01/2024. Sole Proprietorship. Laser engraving art, crafts. Non-investement related. 60 total hrs/month. 20 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Dillon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Dillon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

October 12, 2018 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 17119 Commercial Park Road, Brainerd, MN 56401

RIA

CRD#: 12963

Brainerd, MN

Current

October 12, 2018 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 17119 Commercial Park Road, Brainerd, MN 56401

RIA

CRD#: 12963

Brainerd, MN

Past

October 20, 2017 - October 16, 2018

MIDWEST PROFESSIONAL PLANNERS, LTD.

RIA

CRD#: 112995

Brainerd, MN

Past

October 20, 2017 - October 12, 2018

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

November 26, 2014 - October 19, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

Brainerd, MN

Past

November 26, 2014 - October 19, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

Brainerd, MN

Past

November 20, 2013 - November 26, 2014

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

BRAINERD, MN

Past

October 31, 2003 - November 26, 2014

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

BRAINERD, MN

Past

June 20, 2002 - October 31, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 3, 2000 - July 3, 2002

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

November 25, 1998 - March 7, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 25, 1998 - March 7, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 21, 1997 - December 8, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

May 10, 1996 - June 1, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 20, 1996 - April 29, 1996

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/12/2018)

Florida
(10/12/2018)

Minnesota
(10/12/2018)

IAR

Minnesota
(10/12/2018)

Washington
(10/12/2018)

Wisconsin
(7/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 Jog Road, Palm Beach Gardens, FL 33418

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2000

Established

Florida since 06/23/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	1795785
MATOS, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	4371969
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	1997994
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	1124278
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	2275368
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	2829444

Regulatory assets under management

Total Number of Accounts	14,898
AUM (Assets Under Management)	$ 3,328,625,395

Disclosures

Regulatory Event	8
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Julie A. Dillon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Dillon's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Julie Ann Dillon's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MIDWEST PROFESSIONAL PLANNERS, LTD.

APW CAPITAL, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

MORGAN STANLEY DW INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2001

Series 63

Date: 4/19/1996

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1996

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MONEY CONCEPTS CAPITAL CORP

TRUST BUT VERIFY

Contact information

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