David H. Carter
Professional summary
David Henry Carter, CFP® is a registered financial advisor currently at CARTER CAPITAL MANAGEMENT located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Henry Carter's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
January 11, 2016 - Present
CARTER CAPITAL MANAGEMENT
January 12, 2010 - December 31, 2012
IFP ACCESS LLC
November 18, 1998 - February 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 1998 - February 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 1998 - November 16, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 1995 - November 3, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2016)
Exams
Series 8
Date: 9/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CARTER CAPITAL MANAGEMENT
CRD#: 123069 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 137 |
| AUM (Assets Under Management) | $ 66,510,000 |
Red Flags
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