Lauretta A. Anderson
Professional summary
Lauretta Ann Anderson, who also goes by Lauretta Ann Baciocco, Lauretta Ann Koch, is a registered financial professional currently at CWS INVESTMENTS located in Newport Beach, California.
Lauretta is registered as a RR (Registered Representative) and started their career in finance in 1995. Lauretta has worked at 1 firm and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lauretta Ann Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 1995 - Present
CWS INVESTMENTS
Office #1: 14 Corporate Plaza Drive Suite 210, Newport Beach, CA 92660State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/1995)
(7/11/2013)
(1/2/2013)
(3/18/2016)
Exams
FINRA
Current Firm
CWS INVESTMENTS
CRD#: 23551 / SEC#: , 8-40494
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
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