Christopher A. Bamman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher August Bamman, who also goes by Christopher A Bamman, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - May 27, 2016
SIDOTI & COMPANY, LLC
January 23, 2013 - December 19, 2013
ASCENDIANT CAPITAL MARKETS, LLC
November 18, 2011 - January 9, 2013
CAPSTONE INVESTMENTS
January 26, 2010 - August 3, 2010
RODMAN & RENSHAW, LLC
January 11, 2005 - January 2, 2009
MORGAN JOSEPH TRIARTISAN LLC
January 11, 2002 - January 27, 2003
ING FINANCIAL MARKETS LLC
May 27, 1999 - January 14, 2002
ADVEST, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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