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Andrew Ruscio Jr

CRD# 2595323·Registered 1995 - 1998
Barred: Andrew Ruscio JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Andrew Ruscio JR was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1995 - 1998. Andrew had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

AIBC INVESTMENT SERVICES CORPORATIONPast·CRD# 16397
BD
April 21, 1998 - September 30, 1998
FIRST METROPOLITAN SECURITIES, INC.Past·CRD# 7594
BD
New York, NY
January 28, 1997 - April 13, 1998
LEGEND MERCHANT GROUP, INC.Past·CRD# 5155
BD
New York, NY
October 11, 1996 - January 27, 1997
STATE CAPITAL MARKETS CORPORATIONPast·CRD# 13685
BD
New York, NY
April 26, 1996 - September 27, 1996
TOLUCA PACIFIC SECURITIES CORP.Past·CRD# 13875
BD
Burbank, CA
October 5, 1995 - April 10, 1996
A. T. BROD & CO. INC.Past·CRD# 1319
BD
Cleveland, OH
October 5, 1995 - October 5, 1995

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Current Firm

AI
AIBC INVESTMENT SERVICES CORPORATION

AIBC INVESTMENT SERVICES CORPORATION

CRD#: 16397 / SEC#: 8-33900
BD
Terminated by SEC on 02/19/1999

Contact Information

Established

Florida since 03/15/1985

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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