George O. Papa
Professional summary
George Orson Papa is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
George is registered as a RR (Registered Representative) and started their career in finance in 1995. George has worked at 3 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Orson Papa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2012 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606Office #2: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606September 18, 2002 - May 26, 2006
PEAK6 CAPITAL MANAGEMENT LLC
March 1, 1995 - September 8, 1999
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2014)
(6/12/2015)
(6/30/2015)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(8/19/2013)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(8/6/2024)
(5/20/2014)
(6/12/2015)
(8/6/2024)
(6/3/2015)
(8/6/2024)
(8/6/2024)
(8/6/2024)
Exams
Series 57TO
Date: 6/13/2024
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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