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Lorena Marin Vaca

BGV SECURITIES
MIAMI, FL
·CRD# 2595148·19 years experience

Professional Summary

Lorena Marin Vaca, who also goes by Martha Lorena Marin, is a registered financial advisor currently at BGV SECURITIES located in Miami, Florida. Lorena is registered as a RR (Registered Representative) and started their career in finance in 2007. Lorena has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martha Lorena Marin

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BGV SECURITIES·CRD# 315086
BD
201 S Biscayne Blvd Suite 1130, Miami, FL 33131
January 20, 2023 - Present
CREDICORP CAPITAL SECURITIES, INC.·CRD# 122199
BD
Coral Gables, FL
January 23, 2007 - February 1, 2021

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Current Firm

BS
BGV SECURITIES

BGV | BGV SECURITIES USA, LLC | BGV SECURITIES USA | BGV SECURITIES

CRD#: 315086 / SEC#: 8-70772
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

201 S Biscayne Blvd Suite 1130, Miami, FL 33131

Mailing Address

201 S Biscayne Blvd Suite 1130, Miami, FL 33131

Phone Number

(305) 615-2101

Established

Florida since 06/03/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGV SECURITIES HOLDINGS USAMEMBER—
ABBRUZZESE, EMILY COPELANDFINOP4606343
ALEMAN, ROBERTO RAMONCHIEF EXECUTIVE OFFICER7391383
COLLAZO, YAILINGCHIEF COMPLIANCE OFFICER4781297

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/19/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lorena Marin Vaca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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LV
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