Charles Dilluvio
Professional summary
Charles Dilluvio was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Charles had worked at 5 firms, which includes CENTEX SECURITIES INCORPORATED, BRIARWOOD INVESTMENT COUNSEL, JARON EQUITIES CORP., PARAGON CAPITAL MARKETS INC., PARAMOUNT INVESTMENTS INTERNATIONAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1997 - April 27, 1999
CENTEX SECURITIES, INCORPORATED
June 4, 1997 - July 30, 1997
BRIARWOOD INVESTMENT COUNSEL
December 4, 1996 - April 24, 1997
JARON EQUITIES CORP.
March 18, 1996 - November 26, 1996
PARAGON CAPITAL MARKETS, INC.
October 13, 1995 - March 15, 1996
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
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