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KB

Kendall R. Best

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CRD#: 2594584
KB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kendall R Best, who also goes by Kendall R Lewis, was a registered financial professional .

Kendall is a previously registered financial professional and started their career in finance in 1995. Kendall had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kendall R Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 13, 2022 - June 30, 2025

PACIFIC OAK CAPITAL MARKETS, LLC

BD
CRD#: 309350
COSTA MESA, CA
Past

April 24, 2018 - May 17, 2019

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

March 7, 2011 - November 15, 2016

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

August 6, 2007 - March 3, 2011

RIDGEWOOD SECURITIES CORPORATION

BD
CRD#: 15453
MONTVALE, NJ
Past

December 8, 2003 - August 18, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
SANTA MONICA, CA
Past

August 1, 1996 - January 27, 2004

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

January 1, 1996 - August 1, 1996

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

July 6, 1995 - October 2, 1995

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

July 6, 1995 - November 30, 1995

TRANSAMERICA SECURITIES SALES CORPORATION

BD
CRD#: 17970
LOS ANGELES, CA
Past

April 18, 1995 - May 5, 1995

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/16/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/1995
General Securities Representative Examination

Current Firm

PO
PACIFIC OAK CAPITAL MARKETS, LLC
PACIFIC OAK CAPITAL MARKETS, LLC

CRD#: 309350 / SEC#: , 8-70537

BD
Terminated by SEC on 08/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 03/26/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PACIFIC OAK HOLDING GROUP, LLCOWNER
HENSELMAN, HANS DIETERCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER2320564
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC OAK CAPITAL MARKETS, LLC

CRD#: 309350

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