Bemelda Bragado

SB CAPITAL MANAGEMENT

Encino, CA 91316

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CRD#: 2594567

Professional summary

Bemelda Bragado, who also goes by Belmelda Bragado, is a registered financial advisor currently at SB CAPITAL MANAGEMENT, INC. located in Encino, California.

Bemelda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Bemelda has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Belmelda Bragado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bemelda Bragado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2015 - Present

SB CAPITAL MANAGEMENT, INC.

Office #1: 6345 Balboa Blvd., Building 4 Suite 375, Encino, CA 91316

RIA

CRD#: 126826

Encino, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SB CAPITAL MANAGEMENT, INC.

SB CAPITAL MANAGEMENT | SB CAPITAL MANAGEMENT, INC.

CRD#: 126826 / SEC#: 801-62160

RIA

Registered Investment Advisory firm - (6/24/2003 Approved)

California

Registered Investment Advisory firm - (7/22/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2015

Uniform Investment Adviser Law Examination

Current Firm

SB CAPITAL MANAGEMENT, INC.

SB CAPITAL MANAGEMENT | SB CAPITAL MANAGEMENT, INC.

CRD#: 126826 / SEC#: 801-62160

RIA

Registered Investment Advisory firm - (6/24/2003 Approved)

California

Registered Investment Advisory firm - (7/22/2003 Terminated)

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Contact information

Main Address

6345 Balboa Blvd., Building 4 Suite 375, Encino, CA 91316

Mailing Address

Phone number

818-774-1000 X 105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SB CAPITAL PART 2 BROCHURE (10/9/2025)

Regulatory assets under management

Total Number of Accounts	1,433
AUM (Assets Under Management)	$ 1,225,167,337

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2024	Cover Page	Report
01/12/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bemelda Bragado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bemelda Bragado's CRS (Customer Relationship Summary).

Certified licenses

Experience

SB CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

SB CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2015

Current Firm

SB CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SB CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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