Debra L. Draudt
Professional summary
Debra Lynne Draudt, CIMA®, who also goes by Debbie Draudt, Debra Lynne Spiwak, is a registered financial professional currently at KKR CAPITAL MARKETS LLC located in New York, New York.
Debra is registered as a RR (Registered Representative) and started their career in finance in 1999. Debra has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Debra Lynne Draudt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
KKR CAPITAL MARKETS LLC
Office #1: 30 Hudson Yards, New York, NY 10001June 7, 2019 - July 21, 2022
DELAWARE DISTRIBUTORS, L.P.
January 5, 2017 - April 2, 2019
BLUE OWL SECURITIES
July 1, 2014 - September 26, 2016
BLACKROCK INVESTMENTS, LLC
May 4, 2012 - June 17, 2014
TRIVE NEW YORK LLC
September 16, 2002 - April 17, 2012
GOLDMAN SACHS & CO. LLC
January 21, 1999 - September 10, 2002
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
KKR CAPITAL MARKETS LLC
CRD#: 143571 / SEC#: , 8-67578
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
