James P. Callow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Callow, who also goes by Jim Callow, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2010 - June 12, 2019
MKM PARTNERS LLC
January 23, 2008 - May 6, 2010
CREDIT AGRICOLE SECURITIES (USA) INC.
May 31, 2007 - November 9, 2007
G-2 TRADING,LLC
April 28, 2003 - May 16, 2007
UPHOLD SECURITIES INC.
March 1, 2002 - April 11, 2002
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
December 19, 2000 - April 30, 2001
ABN AMRO INCORPORATED
June 22, 1999 - December 15, 2000
PERSHING LLC
April 19, 1995 - July 1, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
