Morris A. Boladian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morris Antoine Boladian, who also goes by Morris A Boladian, was a registered financial professional .
Morris is a previously registered financial professional and started their career in finance in 1996. Morris had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2015 - September 13, 2021
CML WEALTH MANAGEMENT, LLC
April 4, 2002 - September 8, 2016
LPL FINANCIAL LLC
April 3, 2002 - August 19, 2021
LPL FINANCIAL LLC
August 23, 2000 - April 8, 2002
SUNAMERICA SECURITIES, INC.
October 29, 1998 - August 23, 2000
SIGMA FINANCIAL CORPORATION
November 12, 1997 - November 10, 1998
APEX CAPITAL, L.L.C.
July 31, 1996 - December 18, 1997
EAST - WEST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/27/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
CML WEALTH MANAGEMENT, LLC
CRD#: 224516 / SEC#: 801-100467
Contact information
Red Flags
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