Jeffrey K. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Keith Perry, who also goes by Jeffrey Perry, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2009 - December 31, 2014
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
January 2, 2002 - December 31, 2002
MONERE INVESTMENTS, INC.
April 5, 1999 - December 31, 2014
UHLMANN PRICE SECURITIES, LLC
Primary Firm SEC Registration
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD#: 118025 / SEC#: 801-113188
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD#: 118025 / SEC#: 801-113188
Contact information
SEC notice filing (24 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 241,656,376 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
