Josie C. Rosson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josie Clemons Rosson, who also goes by Josie M Clemon, Josie M Clemons, Josie C Gordon, Josie Clemons Gordon, Josie Rosson, was a registered financial professional .
Josie is a previously registered financial professional and started their career in finance in 1996. Josie had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2017 - July 12, 2021
VP DISTRIBUTORS LLC
March 23, 2009 - July 12, 2021
VIRTUS CAPITAL ADVISERS, LLC
March 9, 2009 - June 1, 2017
FORESIDE ASSOCIATES, LLC
February 17, 2004 - February 20, 2009
TRUIST INVESTMENT SERVICES, INC.
February 17, 2004 - February 20, 2009
TRUIST INVESTMENT SERVICES, INC.
May 28, 2003 - February 6, 2004
BI INVESTMENTS, LLC
May 12, 2003 - February 6, 2004
BI INVESTMENTS, LLC
August 21, 2000 - February 7, 2003
TRUIST INVESTMENT SERVICES, INC.
August 21, 2000 - February 26, 2003
VIRTUS CAPITAL ADVISERS, LLC
May 26, 2000 - February 7, 2003
TRUIST INVESTMENT SERVICES, INC.
June 25, 1998 - May 26, 2000
CRESTAR SECURITIES CORPORATION
April 5, 1996 - April 24, 1998
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VP DISTRIBUTORS LLC
CRD#: 3036 / SEC#: , 8-14100
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTUS PARTNERS, INC | SOLE MEMBER | |
| BACHRACH, IAN | SENIOR MANAGING DIRECTOR, MARKETING | 2797509 |
| BICKS, MICHAEL WAYNE | MANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE | 5450963 |
| DANOS, CHRISTOPHER ROBERT | MANAGING DIRECTOR, NATIONAL ACCOUNTS | 2716625 |
| FRANCO, THOMAS RICHARD | SENIOR MANAGING DIRECTOR, RETAIL SALES | 2651546 |
| GRISWOLD, HEIDI CHRISTINE | VICE PRESIDENT, FUND SERVICES | 2304631 |
| HANLEY, DAVID GEORGE JR | SENIOR VICE PRESIDENT AND TREASURER | 5455435 |
| KATZ, DAVID JAY | SENIOR MANAGING DIRECTOR, INSTITUTIONAL | 2813039 |
| MACCONE, JOSEPH EDMUND | SENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION | 4273677 |
| MANDINACH, BARRY MITCHELL | EXECUTIVE VICE PRESIDENT | 1234185 |
| MAROSITS, TIFFANY PAIGE | VICE PRESIDENT, SENIOR REGULATORY COUNSEL AND ASSISTANT SECRETARY | 6507868 |
| PERLMAN, DIANA MARIE | CHIEF COMPLIANCE OFFICER | 2555302 |
| PURKALITIS, ANDRA CYNTHIA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 3070864 |
Disclosures
| Regulatory Event | 1 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
