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Richard Alfred Furst

CRD# 2593902·Registered 2000 - 2008
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Alfred Furst was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2000 - 2008. Richard had worked at 12 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

REEF SECURITIES, INC.·CRD# 31951
BD
Richardson, TX
September 27, 2007 - February 4, 2008
TEXLARK SECURITIES, LLC·CRD# 132226
BD
Plano, TX
February 14, 2007 - June 13, 2007
TEXAS E&P PARTNERS, INC.·CRD# 127228
BD
Richardson, TX
July 8, 2005 - November 28, 2005
GEO SECURITIES, INC.·CRD# 44830
BD
Dallas, TX
November 22, 2004 - January 28, 2005
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
October 14, 2004 - November 10, 2004
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
April 1, 2004 - April 23, 2004
AMERICAN LANDMARK SECURITIES, INC.·CRD# 42187
BD
Irving, TX
October 14, 2003 - February 27, 2004
MORGAN SPAULDING, INC.·CRD# 44604
BD
Dallas, TX
November 15, 2002 - September 16, 2003
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
April 9, 2002 - July 12, 2002
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
October 4, 2001 - October 12, 2001
FIRST TITAN FINANCIAL CORP.·CRD# 39657
BD
Arlington, TX
June 21, 2001 - September 19, 2001
TEXAKOMA FINANCIAL, INC.·CRD# 16910
BD
Plano, TX
August 16, 2000 - June 26, 2001
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
July 10, 2000 - August 4, 2000
TEXAKOMA FINANCIAL, INC.·CRD# 16910
BD
Plano, TX
April 3, 2000 - July 10, 2000

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Current Firm

RS
REEF SECURITIES, INC.

REEF SECURITIES, INC. | WESTERN AMERICAN SECURITIES CORPORATION

CRD#: 31951 / SEC#: 8-45583
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558

Mailing Address

1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558

Phone Number

(972) 437-6895

Established

Texas since 02/18/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAUCELI, PAUL FRANK JRPRESIDENT2330829
MAUCELI, PAUL FRANK JRCCO2330829

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 2000About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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