Richard A. Furst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alfred Furst was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2000. Richard had worked at 12 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2007 - February 4, 2008
REEF SECURITIES, INC.
February 14, 2007 - June 13, 2007
TEXLARK SECURITIES, LLC
July 8, 2005 - November 28, 2005
TEXAS E&P PARTNERS, INC.
November 22, 2004 - January 28, 2005
GEO SECURITIES, INC.
October 14, 2004 - November 10, 2004
BROOKSTREET SECURITIES CORPORATION
April 1, 2004 - April 23, 2004
SALOMON GREY FINANCIAL CORPORATION
October 14, 2003 - February 27, 2004
AMERICAN LANDMARK SECURITIES, INC.
November 15, 2002 - September 16, 2003
MORGAN SPAULDING, INC.
April 9, 2002 - July 12, 2002
LONE STAR SECURITIES, INC.
October 4, 2001 - October 12, 2001
LONE STAR SECURITIES, INC.
June 21, 2001 - September 19, 2001
FIRST TITAN FINANCIAL CORP.
August 16, 2000 - June 26, 2001
TEXAKOMA FINANCIAL, INC.
July 10, 2000 - August 4, 2000
AMEREST SECURITIES, INC.
April 3, 2000 - July 10, 2000
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
