Jeremy D. Hare
Professional summary
Jeremy David Hare was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremy is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Jeremy had worked at 6 firms, which includes GILFORD FINANCIAL CORP., GILFORD SECURITIES INCORPORATED, OPPENHEIMER & CO. INC., WELLS FARGO CLEARING SERVICES LLC, FIRST UNION CAPITAL MARKETS CORP., AMERICAN EAGLE INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2011 - August 22, 2012
GILFORD FINANCIAL CORP.
August 5, 2011 - August 22, 2012
GILFORD SECURITIES INCORPORATED
February 25, 2011 - August 10, 2011
OPPENHEIMER & CO. INC.
April 24, 2008 - August 10, 2011
OPPENHEIMER & CO. INC.
October 1, 1999 - April 25, 2008
WELLS FARGO CLEARING SERVICES, LLC
April 28, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 26, 1995 - May 8, 1997
AMERICAN EAGLE INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GILFORD FINANCIAL CORP.
CRD#: 126593 / SEC#: 801-68766
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
