Shannon M. Massey
Professional summary
Shannon Michelle Massey, who also goes by Shannon Michelle Massen, Shannon Michelle Massey, Shannon Massey, is a registered financial advisor currently at ENVESTNET PMC located in Boston, Massachusetts.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Shannon has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Michelle Massey's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2024 - Present
ENVESTNET PMC
November 17, 2022 - January 18, 2024
LPL FINANCIAL LLC
July 15, 2021 - January 18, 2024
LPL FINANCIAL LLC
March 13, 2014 - June 16, 2021
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
May 26, 2010 - August 31, 2012
NATIXIS DISTRIBUTION, LLC
April 6, 2009 - May 18, 2010
MMC SECURITIES LLC
February 22, 2006 - October 13, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 26, 1995 - October 4, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2024)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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