William B. Dowler

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CRD#: 2593310

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Bradley Dowler, who also goes by William Dowler, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1999. William had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Dowler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 13, 2016 - October 31, 2019

DONOGHUE FORLINES LLC

RIA

CRD#: 285403

Boston, MA

Past

July 2, 2007 - March 14, 2013

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

December 17, 2004 - July 3, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PEABODY, MA

Past

November 14, 2003 - December 13, 2016

W.E. DONOGHUE & CO., INC

RIA

CRD#: 106705

NATICK, MA

Past

October 24, 2002 - December 3, 2004

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

READING, MA

Past

September 21, 2001 - October 3, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

May 26, 1999 - November 13, 2001

FRANKLIN SECURITIES L.L.C.

CRD#: 44740

FOXBORO, MA

Past

April 9, 1999 - April 16, 1999

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DONOGHUE FORLINES LLC

DONOGHUE FORLINES LLC | W.E. DONOGHUE & CO., LLC

CRD#: 285403 / SEC#: 801-108564

RIA

Registered Investment Advisory firm - (11/9/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/26/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DONOGHUE FORLINES LLC

DONOGHUE FORLINES LLC | W.E. DONOGHUE & CO., LLC

CRD#: 285403 / SEC#: 801-108564

RIA

Registered Investment Advisory firm - (11/9/2016 Approved)

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Contact information

Main Address

125 High Street Suite 220, Boston, MA 02110

Mailing Address

Phone number

(800) 642-4276

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DONOGHUE FORLINES ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 389,233,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William B. Dowler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARGENTUS SECURITIES, LLC

LEGACY FINANCIAL SERVICES, INC.

W.E. DONOGHUE & CO., INC

AGES FINANCIAL SERVICES, LTD.

OSAIC FS, INC.

FRANKLIN SECURITIES L.L.C.

LINCOLN INVESTMENT

Primary Firm SEC Registration

DONOGHUE FORLINES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2004

Series 63

Date: 12/16/1998

Series 7

Date: 5/26/1999

Series 6

Date: 4/17/1998

Current Firm

DONOGHUE FORLINES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DONOGHUE FORLINES LLC

TRUST BUT VERIFY

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