David M. Robbins

EAGLE FINANCIAL STRATEGIES

Bangor, ME 04401

Some features on this profile are disabled

CRD#: 2593301

Professional summary

David M Robbins, who also goes by Dave Robbins, David Maurice Robbins, is a registered financial advisor currently at EAGLE FINANCIAL STRATEGIES located in Bangor, Maine.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Robbins | David Maurice Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. D & R PROPERTIES; NON-INVESTMENT RELATED; BREWER, ME; REAL ESTATE RENTAL; CO-OWNER; START DATE 2002; 0 HRS MONTH; 0 DURING TRADING. 2. David Robbins, Insurance Agent; investment related; 641 South Main Street Brewer, ME 04412; Independent Insurance Agent 07/2022; 20 HRS Month; 20 During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Robbins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2023 - Present

EAGLE FINANCIAL STRATEGIES

Office #1: One Cumberland Place Suite 204, Bangor, ME 04401

RIA

CRD#: 138825

Bangor, ME

Past

July 13, 2022 - January 6, 2023

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

RIA

CRD#: 135288

Brewer, ME

Past

July 12, 2022 - December 31, 2022

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

Brewer, ME

Past

April 27, 2012 - July 6, 2022

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

AUGUSTA, ME

Past

April 24, 2012 - June 30, 2022

KEY INVESTMENT SERVICES LLC

CRD#: 136300

AUGUSTA, ME

Past

March 9, 2009 - November 19, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BANGOR, ME

Past

March 9, 2009 - November 19, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BANGOR, ME

Past

January 23, 2007 - March 11, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

BIDDEFORD, ME

Past

January 23, 2007 - March 11, 2009

LPL FINANCIAL LLC

CRD#: 6413

BIDDEFORD, ME

Past

February 28, 2003 - March 29, 2007

BANGOR SECURITIES, INC.

RIA

CRD#: 4302

BANGOR, ME

Past

June 28, 2001 - February 21, 2007

BANGOR SECURITIES, INC.

CRD#: 4302

BANGOR, ME

Past

May 14, 1999 - June 25, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

December 5, 1995 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

June 29, 1995 - November 30, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

April 20, 1995 - June 9, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 20, 1995 - June 9, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE FINANCIAL STRATEGIES

ALPHA CAPITAL ADVISORS, INC | EAGLE FINANCIAL STRATEGIES | ALPHA CAPITAL ADVISORS, INC. | ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES

CRD#: 138825 / SEC#: 801-120376

RIA

Registered Investment Advisory firm - (2/24/2021 Approved)

Florida

Registered Investment Advisory firm - (3/1/2021 Terminated)

Maine

Registered Investment Advisory firm - (4/22/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/22/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1995

General Securities Representative Examination

Current Firm

EAGLE FINANCIAL STRATEGIES

ALPHA CAPITAL ADVISORS, INC | EAGLE FINANCIAL STRATEGIES | ALPHA CAPITAL ADVISORS, INC. | ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES

CRD#: 138825 / SEC#: 801-120376

RIA

Registered Investment Advisory firm - (2/24/2021 Approved)

Florida

Registered Investment Advisory firm - (3/1/2021 Terminated)

Maine

Registered Investment Advisory firm - (4/22/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/22/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Cumberland Place Suite 204, Bangor, ME 04401

Mailing Address

Phone number

(207) 989-5522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (2/27/2025)

FORM ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	497
AUM (Assets Under Management)	$ 129,696,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jenifer Butler

BIRCHBROOK

IAR

BANGOR, ME

Caleb Warren

WARREN FINANCIAL

IAR

BANGOR, ME

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David M. Robbins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Robbins's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANGOR SECURITIES, INC.

BANGOR SECURITIES, INC.

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EAGLE FINANCIAL STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1996

Series 63

Date: 5/17/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1995

Current Firm

EAGLE FINANCIAL STRATEGIES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE FINANCIAL STRATEGIES

TRUST BUT VERIFY

Similar Advisors