Charles E. Bohlen

SFE INVESTMENT COUNSEL

LOS ANGELES, CA 90017

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CRD#: 2593273

Professional summary

Charles Eustis Bohlen JR., CFA is a registered financial advisor currently at SFE INVESTMENT COUNSEL INC. located in Los Angeles, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Charles has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Eustis Bohlen JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 30, 2007 - Present

SFE INVESTMENT COUNSEL INC.

Office #1: 801 South Figueroa Street, Suite 610, Los Angeles, CA 90017

RIA

CRD#: 145530

LOS ANGELES, CA

Past

November 2, 2001 - April 27, 2016

STERN FISHER EDWARDS INC

CRD#: 7548

LOS ANGELES, CA

Past

July 8, 1997 - November 5, 2008

STERN FISHER EDWARDS INC

RIA

CRD#: 7548

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SFE INVESTMENT COUNSEL INC.

SFE INVESTMENT COUNSEL INC. | SFE INVESTMENT COUNSEL, INC.

CRD#: 145530 / SEC#: 801-68580

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/30/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/16/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2001

General Securities Representative Examination

Current Firm

SFE INVESTMENT COUNSEL INC.

SFE INVESTMENT COUNSEL INC. | SFE INVESTMENT COUNSEL, INC.

CRD#: 145530 / SEC#: 801-68580

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

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Contact information

Main Address

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017

Mailing Address

Phone number

(213) 612-0220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts	772
AUM (Assets Under Management)	$ 581,606,303

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Bohlen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Eustis Bohlen JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

STERN FISHER EDWARDS INC

STERN FISHER EDWARDS INC

Primary Firm SEC Registration

SFE INVESTMENT COUNSEL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2001

Series 65

Date: 2/16/1995

SIE

Date: 4/27/2016

Series 7

Date: 11/1/2001

Current Firm

SFE INVESTMENT COUNSEL INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SFE INVESTMENT COUNSEL INC.

TRUST BUT VERIFY

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