Debra S. Parant

U.S. CAPITAL WEALTH ADVISORS

AUSTIN, TX 78701

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CRD#: 2593154

Professional summary

Debra Schaper Parant, who also goes by Debra Lynn Parant, Debra Lynn Schaper, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Houston, Texas.

Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Debra has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Debra Lynn Parant | Debra Lynn Schaper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. USCA Securities, LLC; Investment-related; Houston, TX; broker dealer; registered representative; 10/2013; >1 hour/month; 1-8 during trading hours; broker 2. US Capital Wealth Advisors, LLC; Investment-related; Houston, TX; Registered Investment Advisor; financial advisor; 06/2021; >1 hour/month; 1-8 during trading hours; advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Schaper Parant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2021 - Present

U.S. CAPITAL WEALTH ADVISORS, LLC

Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701

RIA

CRD#: 288199

AUSTIN, TX

Current

October 2, 2013 - Present

USCA SECURITIES LLC

Office #1: 4444 Westheimer Suite G500, Houston, TX 77027

CRD#: 103789

Houston, TX

Past

March 31, 2014 - June 30, 2021

USCA RIA LLC

RIA

CRD#: 152170

HOUSTON, TX

Past

August 17, 2006 - March 3, 2017

USCA ASSET MANAGEMENT LLC

RIA

CRD#: 137045

HOUSTON, TX

Past

May 21, 2001 - October 1, 2013

HITHERLANE PARTNERS, LLC

CRD#: 46604

HOUSTON, TX

Past

September 8, 2000 - May 23, 2008

HITHERLANE PARTNERS, LLC

RIA

CRD#: 46604

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/18/2016)

Colorado
(10/11/2018)

Connecticut
(1/19/2021)

Minnesota
(9/2/2016)

North Carolina
(3/26/2021)

Pennsylvania
(6/1/2021)

Tennessee
(11/17/2020)

Texas
(10/16/2013)

IAR

Texas
(6/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/18/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/16/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2001

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 3/2/1995

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

4444 Westheimer Rd. Suite G500, Houston, TX 77027

Mailing Address

Phone number

(713) 366-0500

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A MARCH 28, 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	10,833
AUM (Assets Under Management)	$ 7,282,480,817

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
01/23/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Debra S. Parant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Schaper Parant's CRS (Customer Relationship Summary).

Certified licenses

Experience

USCA SECURITIES LLC

USCA RIA LLC

USCA ASSET MANAGEMENT LLC

HITHERLANE PARTNERS, LLC

HITHERLANE PARTNERS, LLC

Primary Firm SEC Registration

U.S. CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2016

Series 65

Date: 2/16/1995

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2001

Series 2

Date: 3/2/1995

Series 24

Date: 10/24/2002

FINRA

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

U.S. CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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