Tony L. Alarcon
Professional summary
Tony Larry Alarcon is a registered financial advisor currently at LEGACY WEALTH CAPITAL, LLC. located in Los Gatos, California.
Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tony has worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tony Larry Alarcon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2018 - Present
LEGACY WEALTH CAPITAL, LLC.
July 20, 2015 - December 31, 2017
LEGACY WEALTH CAPITAL, LLC.
January 30, 2012 - December 31, 2014
LEGACY WEALTH SERVICES, LLC
August 23, 2011 - October 31, 2012
LEHRER MANAGEMENT CO INC
August 25, 2010 - December 31, 2011
LEGACY WEALTH SERVICES, LLC
January 27, 2010 - August 21, 2010
PRIVATE ASSET ADVISORS, INC.
September 16, 2009 - March 1, 2010
LEGACY WEALTH
April 2, 2009 - December 31, 2009
LEGACY WEALTH SERVICES, LLC
April 4, 2007 - December 31, 2008
LEGACY WEALTH SERVICES, LLC
August 19, 1999 - July 19, 2005
WAMU INVESTMENTS, INC.
July 14, 1997 - April 1, 1998
WAMU INVESTMENTS, INC.
April 20, 1995 - July 14, 1997
ASB FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2018)
Exams
Current Firm
LEGACY WEALTH CAPITAL, LLC.
CRD#: 175197 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 6,500,000 |
Red Flags
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