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TA

Tony L. Alarcon

LEGACY WEALTH CAPITAL, LLC.
LOS GATOS, CA
CRD#: 2593019
Some features on this profile are disabled
TA
Tony Larry AlarconLEGACY WEALTH CAPITAL, LLC.

Professional summary

Tony Larry Alarcon is a registered financial advisor currently at LEGACY WEALTH CAPITAL, LLC. located in Los Gatos, California.

Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tony has worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Larry Alarcon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2018 - Present

LEGACY WEALTH CAPITAL, LLC.

RIA
CRD#: 175197
LOS GATOS, CA
Past

July 20, 2015 - December 31, 2017

LEGACY WEALTH CAPITAL, LLC.

RIA
CRD#: 175197
LOS GATOS, CA
Past

January 30, 2012 - December 31, 2014

LEGACY WEALTH SERVICES, LLC

RIA
CRD#: 142017
LOS GATOS, CA
Past

August 23, 2011 - October 31, 2012

LEHRER MANAGEMENT CO INC

RIA
CRD#: 107995
CUPERTINO, CA
Past

August 25, 2010 - December 31, 2011

LEGACY WEALTH SERVICES, LLC

RIA
CRD#: 142017
LOS GATOS, CA
Past

January 27, 2010 - August 21, 2010

PRIVATE ASSET ADVISORS, INC.

RIA
CRD#: 142322
PALO ALTO, CA
Past

September 16, 2009 - March 1, 2010

LEGACY WEALTH

RIA
CRD#: 150920
PALO ALTO, CA
Past

April 2, 2009 - December 31, 2009

LEGACY WEALTH SERVICES, LLC

RIA
CRD#: 142017
LOS GATOS, CA
Past

April 4, 2007 - December 31, 2008

LEGACY WEALTH SERVICES, LLC

RIA
CRD#: 142017
LOS GATOS, CA
Past

August 19, 1999 - July 19, 2005

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

July 14, 1997 - April 1, 1998

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

April 20, 1995 - July 14, 1997

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/26/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/2/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1995
General Securities Representative Examination

Current Firm

LW
LEGACY WEALTH CAPITAL, LLC.
ALARCON, TONY L | LEGACY WEALTH CAPITAL, LLC.

CRD#: 175197 / SEC#:

California
Registered Investment Advisory firm - (1/26/2018 Approved)
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Contact information

Main Address
Los Gatos, CA
Mailing Address
Phone number
(408) 460-4845
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 6,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY WEALTH CAPITAL, LLC.

CRD#: 175197Los Gatos, CA

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