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EC

Emanuele R. Cardaci

Some features on this profile are disabled
CRD#: 2592992
EC

Professional summary

Emanuele Robert Cardaci was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Emanuele is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Emanuele had worked at 4 firms, which includes COMBINED RESEARCH & TRADING INC., COLIN WINTHROP & CO. INC., JOSEPH DILLON & COMPANY INC., STERLING FOSTER & COMPANY INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emanuele Cardaci | Manny Cardaci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 4, 1998 - June 17, 1999

COMBINED RESEARCH & TRADING, INC.

BD
CRD#: 28456
FERNANDINA BEACH, FL
Past

October 15, 1997 - September 30, 1998

COLIN WINTHROP & CO., INC.

BD
CRD#: 26012
JERICHO, NY
Past

March 14, 1997 - August 1, 1997

JOSEPH DILLON & COMPANY INC.

BD
CRD#: 35220
GREAT NECK, NY
Past

March 7, 1995 - March 10, 1997

STERLING FOSTER & COMPANY, INC.

BD
CRD#: 36052
UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/3/1996
General Securities Principal Examination

Current Firm

CR
COMBINED RESEARCH & TRADING, INC.
COMBINED RESEARCH & TRADING, INC. | GORLAND SECURITIES, INC. | GARLAND SECURITIES, INC.

CRD#: 28456 / SEC#: , 8-44187

BD
Terminated by SEC on 11/29/1999
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 10/17/1990
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OVODOW, NICOLAI NORMANPRESIDENT
KETCHAM REALTY HOLDINGSSHAREHOLDER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMBINED RESEARCH & TRADING, INC.

CRD#: 28456

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