Christopher D. Rosato
Professional summary
Christopher Daniel Rosato is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Denver, Colorado.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Daniel Rosato's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 250 Fillmore St., Suite 425, Denver, CO 80206November 9, 2015 - January 31, 2024
ALLSPRING FUNDS DISTRIBUTOR, LLC
May 7, 2012 - September 15, 2014
CURIAN CLEARING, LLC
March 8, 1995 - April 27, 1995
METROPOLITAN LIFE INSURANCE COMPANY
March 8, 1995 - April 27, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
(1/24/2025)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
