David W. Menifee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Menifee, who also goes by Dave Menifee, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2007 - July 27, 2021
INSTITUTIONAL SECURITIES CORPORATION
August 6, 1997 - May 24, 2007
MOMENTUM INDEPENDENT NETWORK INC.
April 7, 1997 - August 6, 1997
CULLUM & SANDOW SECURITIES, INC.
May 9, 1996 - April 2, 1997
LLOYD WADE SECURITIES INC.
December 11, 1995 - June 28, 1996
MEYERS POLLOCK ROBBINS, INC.
March 3, 1995 - December 20, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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