DT
Davison R. Thompson
DFA SECURITIES LLC
Austin, TX 78746
Some features on this profile are disabled
CRD#: 2592810
DT
Professional summary
Davison Robert Thompson, CIMA®, who also goes by Robin Thompson, is a registered financial professional currently at DFA SECURITIES LLC located in Austin, Texas.
Davison is registered as a RR (Registered Representative) and started their career in finance in 1995. Davison has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robin Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Davison Robert Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 16, 2015 - Present
DFA SECURITIES LLC
Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746BD
CRD#: 10292
Austin, TX
Past
February 24, 2015 - July 14, 2015
NEXBANK SECURITIES INC
BD
CRD#: 133267
DALLAS, TX
Past
November 20, 2013 - July 14, 2015
NEXPOINT SECURITIES, INC.
BD
CRD#: 165013
DALLAS, TX
Past
October 29, 2013 - December 31, 2013
NEXBANK SECURITIES INC
BD
CRD#: 133267
DALLAS, TX
Past
June 14, 2013 - November 5, 2013
LOCORR DISTRIBUTORS, LLC
BD
CRD#: 41782
EXCELSIOR, MN
Past
December 3, 2012 - May 7, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
AUSTIN, TX
Past
March 28, 1995 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2015)
RR
Alaska(12/16/2015)
RR
Arizona(12/16/2015)
RR
Arkansas(12/16/2015)
RR
California(12/16/2015)
RR
Colorado(12/16/2015)
RR
Connecticut(12/16/2015)
RR
Delaware(12/16/2015)
RR
District of Columbia(12/16/2015)
RR
Florida(12/16/2015)
RR
Georgia(12/16/2015)
RR
Idaho(12/16/2015)
RR
Illinois(12/16/2015)
RR
Indiana(12/16/2015)
RR
Iowa(12/16/2015)
RR
Kansas(12/16/2015)
RR
Kentucky(12/16/2015)
RR
Louisiana(12/16/2015)
RR
Maine(12/16/2015)
RR
Maryland(12/16/2015)
RR
Massachusetts(12/16/2015)
RR
Michigan(12/16/2015)
RR
Minnesota(12/16/2015)
RR
Mississippi(12/16/2015)
RR
Missouri(12/16/2015)
RR
Montana(12/16/2015)
RR
Nebraska(12/16/2015)
RR
Nevada(12/16/2015)
RR
New Hampshire(12/16/2015)
RR
New Jersey(12/16/2015)
RR
New Mexico(12/16/2015)
RR
New York(12/16/2015)
RR
North Carolina(12/21/2015)
RR
North Dakota(12/16/2015)
RR
Ohio(12/16/2015)
RR
Oklahoma(12/16/2015)
RR
Oregon(12/16/2015)
RR
Pennsylvania(12/16/2015)
RR
Rhode Island(12/16/2015)
RR
South Carolina(12/16/2015)
RR
South Dakota(12/16/2015)
RR
Tennessee(12/16/2015)
RR
Texas(12/16/2015)
RR
Utah(12/16/2015)
RR
Vermont(12/16/2015)
RR
Virginia(12/16/2015)
RR
Washington(12/16/2015)
RR
West Virginia(12/16/2015)
RR
Wisconsin(12/16/2015)
RR
Wyoming(12/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DS
DFA SECURITIES LLC
DFA SECURITIES INC. | DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
6300 Bee Cave Road Building One, Austin, TX 78746
Mailing Address
6300 Bee Cave Road Building One, Austin, TX 78746
Phone number
(512) 306-7400
Established
Delaware since 04/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
