Karen R. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Renee Friedman, who also goes by Karen Renee Brookes, Karen Renee Johnson, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1995. Karen had worked at 15 firms and has passed the SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2020 - May 9, 2025
QUASAR DISTRIBUTORS, LLC
September 17, 2020 - May 9, 2025
NORTHERN FUNDS DISTRIBUTORS, LLC
September 9, 2020 - May 9, 2025
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
March 20, 2019 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
August 17, 2018 - May 9, 2025
FORESIDE FINANCIAL SERVICES, LLC
October 24, 2017 - May 9, 2025
FORESIDE FUNDS DISTRIBUTORS LLC
August 14, 2017 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
March 13, 2015 - May 9, 2025
FUNDS DISTRIBUTOR, LLC
January 2, 2013 - May 9, 2025
IMST DISTRIBUTORS, LLC
June 10, 2011 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
June 10, 2011 - May 9, 2025
FORESIDE DISTRIBUTION SERVICES, L.P.
June 13, 2007 - June 17, 2026
FORESIDE FUND SERVICES, LLC
February 4, 2002 - February 23, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 4, 2002 - February 23, 2007
OSAIC FA, INC.
October 1, 1996 - May 11, 2001
OSAIC FA, INC.
April 18, 1995 - October 1, 1996
UNUM SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
