Karen R. Friedman
Professional summary
Karen Renee Friedman, who also goes by Karen Renee Brookes, Karen Renee Johnson, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1995. Karen has worked at 15 firms and has passed the SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Renee Friedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2007 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101September 29, 2020 - May 9, 2025
QUASAR DISTRIBUTORS, LLC
September 17, 2020 - May 9, 2025
NORTHERN FUNDS DISTRIBUTORS, LLC
September 9, 2020 - May 9, 2025
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
March 20, 2019 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
August 17, 2018 - May 9, 2025
FORESIDE FINANCIAL SERVICES, LLC
October 24, 2017 - May 9, 2025
FORESIDE FUNDS DISTRIBUTORS LLC
August 14, 2017 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
March 13, 2015 - May 9, 2025
FUNDS DISTRIBUTOR, LLC
January 2, 2013 - May 9, 2025
IMST DISTRIBUTORS, LLC
June 10, 2011 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
June 10, 2011 - May 9, 2025
FORESIDE DISTRIBUTION SERVICES, L.P.
February 4, 2002 - February 23, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 4, 2002 - February 23, 2007
OSAIC FA, INC.
October 1, 1996 - May 11, 2001
OSAIC FA, INC.
April 18, 1995 - October 1, 1996
UNUM SALES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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