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JM

James M. Mccarthy

GW&K INVESTMENT MANAGEMENT
Boston, MA 02116
Some features on this profile are disabled
CRD#: 2592646
JM

Professional summary

James Michael Mccarthy is a registered financial advisor currently at GW&K INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Mccarthy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2022 - Present

GW&K INVESTMENT MANAGEMENT, LLC

Office #1: 222 Berkeley Street 15th Floor, Boston, MA 02116
RIA
CRD#: 121942
Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GW&K INVESTMENT MANAGEMENT, LLC
GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA
Registered Investment Advisory firm - (11/18/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/7/2022)
IAR
New York
(6/15/2022)

Exams

Current Firm

GI
GW&K INVESTMENT MANAGEMENT, LLC
GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA
Registered Investment Advisory firm - (11/18/2002 Approved)
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Contact information

Main Address
222 Berkeley Street 15th Floor, Boston, MA 02116
Mailing Address
Phone number
(617) 236-8900
Established
Firm type
Fiscal year end
# of Employees
180

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GW&K FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts50,559
AUM (Assets Under Management)$ 52,933,746,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GW&K INVESTMENT MANAGEMENT, LLC

CRD#: 121942Boston, MA 02116

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