Leonard W. Boord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Wesley Boord, who also goes by L Wesley Boord, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1969. Leonard had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2022 - December 31, 2024
ONEAMERICA SECURITIES, INC.
December 20, 2022 - December 31, 2024
ONEAMERICA SECURITIES, INC.
August 13, 2021 - December 21, 2022
ON INVESTMENT MANAGEMENT CO
August 13, 2021 - December 21, 2022
THE O.N. EQUITY SALES COMPANY
July 29, 2021 - August 27, 2021
ONEAMERICA SECURITIES, INC.
July 29, 2021 - August 27, 2021
ONEAMERICA SECURITIES, INC.
January 22, 2009 - July 29, 2021
ON INVESTMENT MANAGEMENT CO
October 21, 2008 - March 21, 2011
THEIN FINANCIAL GROUP
September 5, 2008 - July 29, 2021
THE O.N. EQUITY SALES COMPANY
January 23, 2001 - October 2, 2008
PARK AVENUE SECURITIES LLC
May 3, 1999 - October 2, 2008
PARK AVENUE SECURITIES LLC
July 5, 1994 - December 31, 1995
MUTUAL SERVICE CORPORATION
June 12, 1990 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
December 12, 1988 - May 8, 1990
GUARDIAN INVESTOR SERVICES LLC
June 23, 1986 - November 22, 1988
FOCUS SECURITIES, INC.
January 30, 1984 - June 25, 1986
CARDELL & ASSOCIATES, INCORPORATED
April 23, 1981 - February 10, 1984
GUARDIAN INVESTOR SERVICES LLC
April 11, 1969 - December 31, 1989
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 4/8/1969
Registered Representative ExaminationCurrent Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
