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TP

Todd M. Pigott

CURVATURE SECURITIES LLC
Chatham, NJ 07928
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CRD#: 2592495
TP

Professional summary


Todd Matthew Pigott is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.

Todd is registered as a RR (Registered Representative) and started their career in finance in 1995. Todd has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Todd Matthew Pigott's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 27, 2017 - Present

CURVATURE SECURITIES LLC

Office #1: 39 Main Street, Chatham, NJ 07928
BD
CRD#: 169708
Chatham, NJ
Past

February 10, 2014 - April 24, 2015

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

July 29, 2010 - December 10, 2013

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

July 15, 2009 - July 28, 2010

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

December 7, 2000 - March 11, 2009

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

February 3, 1997 - October 2, 1998

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

February 21, 1995 - January 21, 1997

DEALERWEB LLC

BD
CRD#: 19662
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/30/2022)
RR
Arizona
(5/16/2019)
RR
Arkansas
(10/6/2022)
RR
California
(11/2/2017)
RR
Colorado
(10/7/2022)
RR
Connecticut
(5/14/2018)
RR
District of Columbia
(10/11/2022)
RR
Florida
(1/9/2018)
RR
Georgia
(9/28/2022)
RR
Illinois
(1/30/2018)
RR
Indiana
(10/7/2022)
RR
Maine
(10/4/2022)
RR
Maryland
(2/24/2020)
RR
Massachusetts
(4/13/2020)
RR
Minnesota
(4/9/2020)
RR
Missouri
(9/29/2020)
RR
Nebraska
(10/11/2022)
RR
Nevada
(10/28/2020)
RR
New Hampshire
(10/19/2022)
RR
New Jersey
(11/2/2017)
RR
New Mexico
(10/13/2022)
RR
New York
(11/2/2017)
RR
North Carolina
(10/8/2020)
RR
Ohio
(9/30/2022)
RR
Oregon
(10/3/2022)
RR
Pennsylvania
(11/2/2017)
RR
Puerto Rico
(10/17/2022)
RR
South Dakota
(9/28/2022)
RR
Tennessee
(10/10/2022)
RR
Texas
(5/19/2020)
RR
Utah
(9/28/2022)
RR
Vermont
(9/30/2022)
RR
Virgin Islands
(10/12/2022)
RR
Virginia
(10/4/2022)
RR
Washington
(9/28/2022)
RR
Wisconsin
(10/12/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/2/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2017
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


CS
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC

CRD#: 169708 / SEC#: , 8-69384

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
39 Main Street, Chatham, NJ 07928
Mailing Address
39 Main Street, Chatham, NJ 07928
Phone number
(908) 304-9200
Established
Delaware since 09/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CURVATURE HOLDINGS LLCSOLE MEMBER
BODNER, CHAIM MPRESIDENT6892303
KAPLAN, HAROLD MFINOP1719693
PIGOTT, TODD MATTHEWCCO/AMLCO2592495
PIGOTT, WILLIAM TERRENCECEO/MANAGER/EXECUTIVE REPRESENTATIVE1546626

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CURVATURE SECURITIES LLC

CRD#: 169708Chatham, NJ 07928

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