Joel A. Blumenau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Aaron Blumenau was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2002. Joel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 44, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2016 - February 21, 2017
G2 TRADING LLC
August 6, 2015 - August 4, 2016
SPIDERROCK ADVISORS, LLC
March 18, 2009 - August 4, 2015
SPIDERROCK EXS, LLC
March 6, 2006 - May 6, 2008
OPTIONSHOUSE1, LLC
August 13, 2004 - March 6, 2006
PEAK6 CAPITAL MANAGEMENT LLC
December 10, 2002 - July 13, 2004
TRANSMARKET GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 12/6/2005
PCX Market Maker ExamSeries 55
Date: 1/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
G2 TRADING LLC
CRD#: 159978 / SEC#: , 8-69026
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
