David C. Boor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Charles Boor was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1974. David had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1982 - November 13, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 21, 1980 - August 2, 1982
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 11, 1979 - May 30, 1986
CONSECO FINANCIAL SERVICES, INC.
May 14, 1974 - September 17, 1978
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/11/1974
Registered Representative ExaminationCurrent Firm
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
CRD#: 5774 / SEC#: , 8-16458
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
