Richard A. Perea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Anthony Perea, who also goes by Richard Perea, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 10 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - October 8, 2018
WEALTH MANAGEMENT ASSOCIATES, LLC
March 21, 2012 - September 20, 2013
SPEARHEAD CAPITAL ADVISORS, LLC
October 30, 2006 - June 24, 2011
VOYA FINANCIAL ADVISORS, INC.
September 21, 2006 - June 24, 2011
VOYA FINANCIAL ADVISORS, INC.
April 7, 2005 - September 20, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 14, 2005 - September 20, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 7, 2004 - March 14, 2005
WORLD CHOICE SECURITIES, INC.
August 7, 2002 - July 23, 2003
AURA FINANCIAL SERVICES, INC.
July 15, 2002 - July 23, 2003
AURA FINANCIAL SERVICES, INC.
June 11, 2001 - March 4, 2002
PRUCO SECURITIES, LLC.
July 1, 1996 - May 9, 2001
IDS LIFE INSURANCE COMPANY
July 1, 1996 - May 9, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
March 15, 1995 - May 2, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTH MANAGEMENT ASSOCIATES, LLC
CRD#: 167837 / SEC#:
Contact information
Red Flags
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