Austin Hamilton
Professional summary
Austin Hamilton, who also goes by Austin Francis Hamilton, is a registered financial professional currently at BTIG, LLC located in San Francisco, California and BAYRIDGE SECURITIES, LLC located in San Francisco, California.
Austin is registered as a RR (Registered Representative) and started their career in finance in 1995. Austin has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 10, Series 9, Series 4, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Austin Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2008 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104Office #2: 350 Bush Street 9th Floor, San Francisco, CA 94104June 3, 2011 - Present
BAYRIDGE SECURITIES, LLC
Office #1: 350 Bush St 9th Floor, San Francisco, CA 94104November 14, 2005 - July 10, 2008
THOMAS WEISEL PARTNERS LLC
August 16, 2005 - November 30, 2005
CHARLES SCHWAB & CO., INC.
March 6, 2000 - August 11, 2005
THOMAS WEISEL PARTNERS LLC
October 1, 1997 - February 28, 2000
BANC OF AMERICA SECURITIES LLC
February 13, 1997 - October 1, 1997
MONTGOMERY SECURITIES
May 12, 1995 - January 31, 1997
BANCAMERICA SECURITIES, INC.
March 8, 1995 - April 20, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2008)
(9/29/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/4/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 5/18/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BAYRIDGE SECURITIES, LLC
CRD#: 155765 / SEC#: , 8-68739
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
