Michael Mariakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Mariakis was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2012 - May 3, 2012
ALT FUND DISTRIBUTORS LLC
September 22, 2008 - April 15, 2010
BARCLAYS CAPITAL INC.
March 28, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
January 1, 2005 - March 14, 2007
HSBC SECURITIES (USA) INC.
March 11, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
August 23, 2001 - December 16, 2003
DEUTSCHE BANK SECURITIES INC.
May 1, 2001 - August 23, 2001
J.P. MORGAN SECURITIES INC.
March 14, 1995 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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