Naum Voloshin
Professional summary
Naum Voloshin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Naum is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Naum had worked at 6 firms, which includes TAFFERER TRADING LLC, PINNACLE SECURITIES L.P., MIRACLE MILE MANAGEMENT INC., ON-SITE TRADING INC., SAN FRANCISCO SECURITIES INC., INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - November 9, 2005
TAFFERER TRADING, LLC
October 25, 2004 - July 31, 2007
PINNACLE SECURITIES, L.P.
June 8, 2004 - December 31, 2004
MIRACLE MILE MANAGEMENT, INC.
March 30, 2001 - October 22, 2001
ON-SITE TRADING, INC.
October 5, 1998 - March 7, 2011
SAN FRANCISCO SECURITIES, INC.
April 6, 1995 - October 2, 1998
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/18/2002
Limited Representative-Equity Trader ExamCurrent Firm
TAFFERER TRADING, LLC
CRD#: 36816 / SEC#: , 8-47474
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLD BROTHERS INC. | HOLDING CORPORATION | |
| HOLD, GREGORY FRANCIS | CHIEF EXECUTIVE OFFICER | 2169408 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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