Mark L. Rosen
Professional summary
Mark Leslie Adam Rosen, who also goes by Mark Leslie Adam Rosen, Mark Leslieadam Rosen, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Leslie Adam Rosen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2022 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005August 18, 2010 - January 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2000 - September 27, 2002
PERSHING LLC
October 20, 1999 - July 23, 2010
CREDIT SUISSE SECURITIES (USA) LLC
March 30, 1999 - December 16, 1999
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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