John A. Mcphail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alexander Mcphail III was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - June 3, 2019
HIGHLAND CAPITAL GROUP INC.
October 4, 2011 - December 31, 2012
HIGHLAND CAPITAL GROUP INC.
July 14, 2006 - August 22, 2011
HIGHLAND CAPITAL GROUP INC.
July 6, 2005 - November 28, 2006
LPL FINANCIAL LLC
July 6, 2005 - November 28, 2006
LPL FINANCIAL LLC
September 2, 1998 - July 20, 2005
GOLDMAN SACHS & CO. LLC
March 8, 1995 - August 14, 1998
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HIGHLAND CAPITAL GROUP INC.
CRD#: 139923 / SEC#: 801-66926
Contact information
Red Flags
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