DB
David A. Boyer
MIRAMONTES CAPITAL
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2592181
DB
Professional summary
David Albert Boyer is a registered financial advisor currently at MIRAMONTES CAPITAL, LLC located in Newport Beach, California and BALANCED SECURITY PLANNING, INC. located in Newport Beach, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROSSMOOR/LOS ALAMITOS SEWER DISTRICT; NOT INV. RELATED; P.O. BOX 542, LOS ALAMITOS, CA 90720; ELECTED TRUSTEE FOR 4 YEAR TERM, JAN1, 2023 TO DECEMBER 2026; TRUSTEE; APPOINTED JUNE 2022; 3 HRS PER MONTH; 0 HRS DURING TRADING; OVERSEE BUDGET, GENERAL MANAGER OF SEWER DISTRICT MAINTENANCE REPAIRS. 2. DAVID BOYER TRUSTEE, LARRY A. BOYER: HOLLY E BOYER FAMILY TRUST, INV RELATED, 11941 PINE ST., LOS ALAMITOS, CA, 90720; SETTLEMET OF FAMILY TRUST, DISTRIBUTION OF ASSETS; TRUSTEE (POSITION: NON INV-REL); 12/20/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING; TRUSTEE TO SETTLE MOTHER & FATHER'S ESTATE 3. LOS ALAMITOS UNIFIED SCHOOL DISTRICT; NOT INV. RELATED; 10239 BLOOMFIIELD AVE., LOS ALAMITOS, CA 90720; APPOINTED TO PERSONNEL COMMISSION CHAIR; COMMISSIONER; APRIL 2022; 2 HRS PER MONTH; 0 HRS DURING TRADING; MEMBER OF 3 PERSON PANEL OVERSEEING MERIT SYSTEM FOR CLASSIFIED EMPLOYEES OF DISTRICT. 4. LOS ALAMITOS CHAMBER OF COMMERCE; NOT INV. RELATED; LOS ALAMITOS, CA, DIRECTOR ON BOARD OVERSEEING CHAMBER MEMBERSHIP, BUDGET AND ACTIVITIES; DIRECTOR; JANUARY 2021, 3 HRS PER MONTH; 0 HRS DURING TRADING; OVERSEE CHAMBER MEMBERSHIP. 5. MIRAMONTES CAPITAL; INV REL; 4701 TELLER AVE., NEWPORT BEACH CA 92660; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE, 07/18/2023; 40 HRS PER MONTH; 40 HRS DURING TRADING; COMPREHENSIVE FINANCIAL PLANNING & INVESTMENT SERVICES, INSURANCE & RETIREMENT PLANNING. 6. INSURANCE AGENT; INV REL; 4701 TELLER AVE., NEWPORT BEACH CA 92660; FIXED INSURANCE SALES & SERVICE; INSURANCE AGENT; 7/18/2023; 40 HRS PER MONTH; 5 HRS DURING TRADING; INSURANCE SALES & SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view David Albert Boyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2023 - Present
MIRAMONTES CAPITAL, LLC
Office #1: 4701 Teller Ave, Newport Beach, CA 92660RIA
CRD#: 264786
Newport Beach, CA
Current
August 1, 2023 - Present
BALANCED SECURITY PLANNING, INC.
Office #1: 4701 Teller Avenue, Newport Beach, CA 92660Office #2: 4701 Teller Avenue, Newport Beach, CA 92660BD
CRD#: 4038
Newport Beach, CA
Past
May 13, 2003 - July 21, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SEAL BEACH, CA
Past
October 26, 1998 - July 21, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SEAL BEACH, CA
Past
March 6, 1996 - October 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
April 7, 1995 - January 1, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC
CRD#: 264786 / SEC#: 801-110012
RIA
Registered Investment Advisory firm - (3/2/2017 Approved)California
Registered Investment Advisory firm - (4/6/2017 Terminated)Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/1/2023)
IAR
California(7/20/2023)
RR
California(8/1/2023)
RR
Texas(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MIRAMONTES CAPITAL, LLC
BOYER & ASSOCIATES - STRATEGIC SOLUTIONS FOR WEALTH MANAGEMENT | VANCLEF FINANCIAL GROUP | PRIMARY ADVISORS | MIRAMONTES CAPITAL, LLC | MIRAMONTES CAPITAL , LLC
CRD#: 264786 / SEC#: 801-110012
RIA
Registered Investment Advisory firm - (3/2/2017 Approved)California
Registered Investment Advisory firm - (4/6/2017 Terminated)Texas
Registered Investment Advisory firm - (3/7/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4701 Teller Ave, Newport Beach, CA 92660
Mailing Address
Phone number
+1 (800) 460-1595
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 296,285,231 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
