Brian P. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Clark was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - December 31, 2016
EVERBANK WEALTH MANAGEMENT
June 8, 2012 - December 31, 2016
EVERTRADE DIRECT BROKERAGE, INC.
December 2, 2010 - April 23, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2010 - April 23, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 14, 1995 - July 10, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EVERBANK WEALTH MANAGEMENT
CRD#: 154237 / SEC#: 801-71589
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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